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FIA professional associations: role, authorisation and AMF supervision
By Raphaël MORENON12 August 2025The status of financial investment adviser (FIA) is one of the cornerstones of investor protection in France. Far from being a simple individual title, it forms part of a dense regulatory ecosystem, overseen by the Autorité des marchés financiers (AMF). At the heart of this system are the professional associations, bodies whose role is often misunderstood by the general public, but whose mission is fundamental. As we discussed in our comprehensive guide to the status of financial investment adviser (FIA), membership of such an association is a sine qua non for practising. This article explores in detail the role, licensing requirements and supervision of these associations, which are the profession's first-level regulators. Understanding how they operate is essential to grasping the scope of the guarantees offered to investors and the obligations placed on professionals, a familiar area for our firm offering advice...
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> The practice of seizing propertyA practical, chronological and exhaustive study of the implementation of a property seizure procedure.
We put all our expertise to work to achieve a simple objective: to prevent a property seizure.
The territorial jurisdiction of the JEX: which judge to refer to and where?
Choosing the right Juge de l'Exécution (JEX) can make the difference between an effective procedure and a costly and time-consuming rejection. The territorial jurisdiction of the JEX is governed by specific rules that you need to master to maximise your chances of success. The principle of the jurisdiction option...Stay of execution: how do you suspend the effects of a JEX decision?
You have just lost before the enforcement judge (JEX). You think the decision is questionable and you want to appeal. Problem: this appeal has no suspensive effect. The decision remains immediately enforceable, with potentially irreversible consequences. A stay of execution is therefore your last resort to avoid enforcement...The professional duties of mortgage lenders and intermediaries
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The right of general pledge is the cornerstone of the legal system protecting creditors. This mechanism, which is sometimes misunderstood, ensures a balance between the security of transactions and the rights of debtors. Its practical application raises a number of questions that merit analysis. The legal framework of the general right of lien...Legal value and sanctions of banking ethics rules
Navigating the jungle of banking ethics rules is no easy task. Between the codes approved by the Minister for the Economy and simple professional recommendations, it is difficult for a bank customer to find his way around. These rules are part of a wider framework of bankers' responsibilities. Here is an overview...The legal effects of formal notice: practical consequences
A formal notice is a key stage in the life of an obligation. It marks the transition from an amicable phase to a pre-litigation phase. Beyond its apparent simplicity, this legal act has considerable effects that deserve attention. The main effects of formal notice The official summons of the...

